meeting aimed to communicate the expectations, revised regulatory framework, and the operational guidelines for the compliance unit of ICO portals. Approximately 30 participants attended, including senior

, AIB Chair, on the occasion of their visit to discuss policies to promote foreign banks' roles in capital markets including the development of services for investors, at the SEC Office on 7 November 2023

Thai Financial Planners Association (TFPA). Mr. Wasin Wattanaworakijkul, President of TFPA, delivered opening remarks, welcoming over 200 participants, including Certified Financial Planners (CPF

including appropriate and sufficient personnel to be able to operate the securities brokerage business efficiently. The public prosecutor issued a prosecution order; however, attempt to arrest the juristic

Broadgate Mutual Fund Brokerage Securities (Thailand) Company Limited Broadgate Mutual Fund Brokerage Securities (Thailand) Company Limited failed to provide the work system including appropriate and

endeavors aim to understand and anticipate each individual customer’s needs under the “Segment of One” concept and to provide smart personalized “Financial and Life Solutions” to the right customer at the

safety and hygiene standards, including physical distancing, safety and hygiene and contactless in restaurants and hotels, by training staff to understand the New Normal or the new standard in response to

publishing in the Government Gazette; and (3) be in accordance with Section 100 of the Public Limited Company Act, B.E. 2535 (1992) (including the amendments thereof) which has been amended by the Order of the

. 2535 (1992) (including the amendments thereof) which has been amended by the Order of the Leader of the National Council for Peace and Order No. 21/2560 (2017) Re: Amendment of Laws to Facilitate

continue to create values under new technology. For example, financial advisors involved with an ICO will need to understand blockchain technology. 1.6 Considering this new technological context, many