business. Clause 9. In maintaining the status of being listed in the register of person qualified to be fund manager, a person shall: (1) Attend a refresher course relating to securities and exchange laws
characteristics of personnel in securities business. Clause 9. In maintaining the status of being listed in the register of person qualified to be fund manager, a person shall: (1) Attend a refresher course
the BOT for approval. In this regard, in accordance with Section 43 of the Financial Institutions Business Act B.E. 2551 (2008) (as amended), the Bank is also required to convene a shareholders’ meeting
a controlling person of NBC, i.e. a person controlling business in accordance with Section 89/1 of the Securities and Exchange Act B.E. 2535 (1992) (as amended) (the “Securities and Exchange Act
Thailand, unless specifically exempted under the terms of an applicable double tax treaty, in case that the Offeree is a foreign juristic person not operating any business in Thailand and not residing in a
business, or any other financial service business, or involves in or abets, or has involved in or abetted such act of other persons; 3. having reasonable grounds to believe that the person acts or has acted
investment, in case of holding shares of 10 per cent or more of sold shares in any juristic person, the name of the juristic person, category of business, unpaid amount of money, and proportion of equity in
, in case of holding shares of 10 per cent or more of sold shares in any juristic person, the name of the juristic person, category of (Translation) -30- business, unpaid amount of money, and proportion
business affected to the third person, namely net balance account of creditor of trading of securities by cash client, encumbrance for deliver the securities result in short selling or securities borrowing