The SEC is proposing to revise the rules and related guidelines on the establishment of information technology system, which have been in force since 2016. The proposed changes aim to keep pace with
provision.To improve the service provision standards, the Association of Securities Companies has drawn up the draft operating guidelines to be observed by its members. Upon the approval of SEC, securities
public with long-term savings and investment options while fostering the transparent and sustainable growth of the Thai capital market. During the event, SEC Secretary-General emphasized the SEC’s role in
transparent, fair and free from anti-competitive situations; (2) Post-approval duties of the association: The association shall perform its duties in accordance with good governance principles and
electronic system will be more transparent and reflect the companies? good governance. At present, several countries have used the similar system including ASEAN members in preparation for ASEAN Economic
Office of the Securities and Exchange Commission issued by virtue of the Securities and Exchange Law, including the guidelines, orders and circulars issued or providing guidelines in accordance with the
ENG THAI (unofficial) Standards / Principles / Guidelines ASEAN https://www.sec.or.th/TH/Pages/LAWANDREGULATIONS/RESOURCECENTER-GREENBOND.aspx Thai Resource Center - Laws & Regulations
foreign business operators to provide services for Thai investors, guidelines for facilitating Ease of Doing Business in Thailand, the SEC’s law enforcement activities, the suspension of unlicensed business
. For example, data storage system, management system and custody of client assets. This is to promote flexibility in business operation while ensuring that supervisory guidelines are appropriate and
have alternatives by using the capital market to accumulate wealth in the long run.SEC studied regulations in other countries to find proper guidelines for supervision, which focus on standardized