responsibility of the organizations concerning derivatives business showing the separation between organizations and personnel whose responsibility or nature of work may cause conflict of interest (b) a guideline
of information which should not be disclosed between units and personnel (Chinese wall), a system for internal audit and internal control. Such policies, rules and practices shall be prepared in
conflicts of interest and leaking of information which should not be disclosed between units and personnel (Chinese wall), a system for internal audit and internal control. Such policies, rules and practices
and operational management, a system to prevent conflicts of interest and leaking of information which should not be disclosed between units and personnel (Chinese wall), a system for internal audit and
internal short
not be overshadowed by information on the giveaways.?The guideline has been issued to protect investors as more information useful for making investment decision will be provided for investors instead
, executives, employees and others 8. Report on key operating results related to corporate governance 28 9. Internal control and related party transactions 33 Part 3: Financial Statements 36 Part 4
มิถุนายน 2558 เรื่อง (อ้างอิงจากเอกสารรับฟังความคิดเห็น และ guideline ฉบับที่ใช้ hearing) ความเห็นของผู้ประกอบธุรกิจ ความเห็นของสำนักงาน (อ้างอิงจากเอกสารรับฟังความคิดเห็น guideline และ FAQ ฉบับที่ใช้
financial stability with capability and readiness to provide service and comply with rules prescribed by the SEC or of the Office and guidelines specified by derivatives broker. Such guideline shall at least