Bangkok, May 7, 2013 ? The SEC has encouraged securities companies to prepare company reports on top 10 or 20 securities with active trading volumes to provide investors with sufficient information

not only play an important role in promoting the sustainable quality of the listed companies’ financial reports but also help to reinforce fraud prevention. Over the years, the SEC has collaborated

of criteria for application for approval for issuing and offering of debt securities in line with non-listed companies and duties for preparing and submitting reports on financial condition and

SEC has plans to review the criteria relating to the report form of the securities and derivative  business operators to accommodate the change in financial reporting standards - financial

Know‑Your‑Customer (KYC) and Customer Due Diligence (CDD) standards; considering the reporting of suspicious transactions (Suspicious Transaction Reports (STRs)) to the AMLO; establishing appropriate

, said: ?Annual report and other reports such as quarterly financial statements and management discussion and analysis (MD&A) are a good source of material information on listed companies. The annual

reports on audit quality control systems for audit firms to reflect and improve on their audit quality. Meanwhile, stakeholders in the financial reporting ecosystem, especially the audit committee

and executives of the company, at the time of the offense, submitted false evidence and information to the competent official of the SEC. They submitted a false report from the independent financial

Group Lease Public Company Limited Group Lease Public Company Limited (“GL”), a securities issuer, delayed to prepare and submit the accurate financial statements and financial reports within the

. The events served as venues for audit regulators in Asian and ASEAN countries to share knowledge and experiences on the supervision of auditors and financial reports and strengthen cooperation to build