documents and prepare incorrect financial statements to deceive other persons. the public prosecutor issued a prosecution order; however, attempt to arrest the accused failed and the statute of limitations

CIRKIT to commit or permit another to produce fraud documents and prepare incorrect financial statements to deceive other persons. the public prosecutor issued a prosecution order; however, attempt to

Financial (NZ) Ltd. had been registered with the SEC as derivatives dealer but with permission to provide services only to institutional investors. Its public solicitation was therefore considered unlicensed

Mr. Suthep Akkawuttikrai Mr. Suthep Akkawuttikrai, as an executive responsible for the operation of Picnic Corporation PLC (PICNI), failed to supervise the company to prepare and submit the financial

Mr. Dominic Der Kevorkian Mr. Dominic Der Kevorkian, as managing director responsible for the operation of K-TECH Construction PLC (KTECH), failed to supervise KTECH to submit the financial

Sales and Services PLC (SECC), failed to supervise SECC to submit (1) the reviewed financial statements for Q1/2008, (2) the financial statements for the year 2008, (3) the annual registration statement

financial statements for the six-month period ended June 30, 2009 to the SEC and the SET within specified period. The public prosecutor issued a prosecution order; however, attempt to arrest the offender

, and helping with related financial transactions. The Appeal Court dismissed the case. SEC Act S.243(1)(2) in conjunction with 244 and Section 86 of the Penal Code Criminal Complaint Filed with an

The Royal Ceramic Industry PLC (RCI) by arranging trading accounts of other persons for Mr. Sagha, sending manipulative trading orders, and helping with related financial transactions. The Appeal Court

submit the reviewed financial statements for Q3/2011 to the SEC and the SET within the specified period. SEC Act S.56(1) in conjunction with 199 Criminal Complaint Filed with an Inquiry Official