Bangkok, 20 April 2017 ? The SEC has filed a criminal complaint against former directors and executives of Triton Holding Public Company Limited (TRITN) (previously named Live Incorporation Public Company Limited (LIVE)) and their associates, in the total of nine persons, with the Department of Special Investigation (DSI) on account of jointly committing dishonest acts to misappropriate TRITN assets, failing to perform duties responsibly, and consenting to preparation of incorrect accounting rec...
Bangkok, December 27, 2010 - The SEC filed a criminal complaint with the Economic Crime Division (ECD) of the Royal Thai Police against Q-Me Co., Ltd., TMB Leasing Co., Ltd. and six associated persons, namely, (1) Sansaruti Chanchai (or Deaw or Sirawich Hemmarach or Somneug Posri), (2) Pinij Ratanacharurat, (3) Chairat Chantapakdee, (4) Adisak Dangkomen, (5) Praweena Sodawong, and (6) Warakom Homtuanlom, for operating derivatives business (gold future agent) without license and defrauding the pu...
Bangkok, December 30, 2010 - The SEC filed an additional criminal complaint with the Department of Special Investigation (DSI) against Ratchasak Susewi, former Chairman and Chief Executive Officer of POWER-P Plc. (POWER), for violating Sections 307, 311 and 312 of the Securities and Exchange Act B.E. 2535 (1992) (SEA) by collusively falsifying POWER accounts worth totaling 34 million baht with objective to resume normal trading on the Stock Exchange of Thailand in 2005 and embezzling POWER?s mon...
Bangkok, November 10, 2010 ? The SEC has filed a criminal complaint with the Department of Special Investigation against Numkrit Jeraputtiruk, former executive of UBS Securities (Thailand) Limited (UBS), for taking unlawful gains for himself or others at the expense of UBS?s clients. The complaint also alleged six other persons for aiding and abetting Numkrit?s commission of misconduct, namely (1) Pawaris Phatwongsathon, (2) Meena Kamphaengkaew, (3) Patara Thumrongvit, (4) Chalalai Saliwattana,...
Bangkok, October 6, 2015 ? The SEC filed a criminal complaint against Penkae Katekaew and Tan Lethi with the Department of Special Investigation (DSI) for collusively seeking unlawful gain causing damage to Bliss-Tel Public Company Limited (BLISS). The SEC found that Penkae and Tan, then holding position as BLISS investment board members having power to make securities investment decision and approval on behalf of the company, had collusively sought unlawful gain causing damage to BLISS. They de...
Bangkok, 23 January 2024 – The Securities and Exchange Commission (SEC) has filed a criminal complaint with the Department of Special Investigation (DSI) against former directors and executives of Crown Tech Advance Public Company Limited (AJD), (currently renamed as AJ Advance Technology Public Company Limited (AJA)) and their associates, totaling four entities, namely: (1) Mr. Amorn Meemano, (2) Mr. Pipat Patiwetphinyo, (3) Winsound (Thailand) co., Ltd., and (4) Mr. Tanachat Siriphaukham, on...
offenders and accomplices.” ______________________Remark: *SEC News No. 116/2023: “SEC files a criminal complaint against 10 offenders with the DSI for falsifying STARK financial statements, making
Earlier, Zipmex announced the suspension of its services for digital asset trading, money deposits and withdrawals in Thai baht, and deposits and withdrawals of digital assets, due to problems with the ZipUp+ program, while the SEC was collecting and examining facts related to the business operation of Zipmex. Following the collection and examination of the facts aforementioned, the Competent Officer, who executed his or her duty in accordance with Section 51 of the Emergency Decree, ordered Z...
The SEC is also working with the DSI in accordance with the bilateral Memorandum of Understanding for Cooperation to investigate EARTH’s suspicious acquisition of the legal rights over coal mines in Indonesia. The legal action in the case of EARTH has already been notified to the Anti-money Laundering Organization (AMLO). The criminal complaint has been filed against EARTH and its three directors, namely (1) Mr. Sawin Chindakul, (2) Ms. Paradee Teawanitchakul, and (3) Mr. Noppadon Chaidarun in...
According to given tips and the SEC’s further investigation, it was found that MRC - BIZ led by Tanit had offered for sale and given trading service of digital tokens through public solicitation for investment in such product via online social media channels such as Facebook, YouTube and MRC - BIZ website. Earlier, in this regard, the SEC notified the company to end such conduct that may be liable to offering for sale and giving trading service of digital tokens without license; however, t...