Analyzing Investment and Giving Investment Advice dated January 18, 2012. The SEC suspended approval granting to {A} as a capital market investment consultant for three months; according to the sanction

with the SEC rules on standards of conduct is subject to strict sanction, said SEC Deputy Secretary-General Vasant Thienhom.  

Earlier, the Civil Sanction Committee (CSC) resolved to impose civil sanctions on two offenders* in the case of manipulating the price or trading volume of MSC shares. The sanctions include a total

Earlier, the Civil Sanction Committee (CSC) resolved to impose civil sanctions on two offenders* in the case of manipulating the price or trading volume of RPC shares. The sanctions include a

operators.  SEC Secretary-General sough their opinions and wished to learn of their problems and obstacles in their operation in the fast-changing environment and in support of consideration in formulating

of Foreign Auditors in the Capital Market (Fast Track) Clause 6(2) of the Notification of the Office of the Securities and Exchange Commission No. SorShor 30/2558 Re: Approval of Foreign Auditors in

: เกณฑ์การเสนอขายหุ้น PO ส าหรับบริษทัจดทะเบียนท่ีมลีกัษณะ การก ากบัดูแลกจิการ (corporate governance หรือ “CG”) ท่ีดีตามท่ีก าหนดในประกาศ (“เกณฑ์ fast track”) ซ่ึงเป็นเกณฑ์ท่ีผอ่นปรนกวา่เกณฑ์ PO แบบ normal

://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6507 SEC imposes civil sanction on eight offenders for insider trading of PTL shares from the date specified in the SEC letter to be issued to notify their possession

Earlier, the Civil Sanction Committee (CSC) resolved to impose civil sanctions on the nine offenders* on account of manipulating the share prices of Nation Multimedia Group Public Company Limited

the Civil Sanction Committee. The civil monetary penalties totalled 1,567.70 million baht and the compensations for the benefits received or should have been received totalled 194.32 million baht. The