for the third quarter of 2017 in excess of twenty percent when compared with the same quarter for the previous year. Thus, you have been notified for your information. Respectfully, (Mr. Rames Khempet

ยืมคงค้าง (margin loan) 5. ยอดรวมมูลค่าหลักทรัพย์ให้ยืม 6. ยอดสุทธิ free credit balance 7. ยอดรวม credit line ทั้งหมด 8. ยอดรวมทรัพย์สินส่วนเกิน (excess equity) ข้อ 2 สถานะบัญชีมาร์จิ้นตามเกณฑ์

ใหกู้ย้มืคงคำ้ง (margin loan) 5. ยอดรวมมูลค่ำหลกัทรัพยใ์หย้มื 6. ยอดสุทธิ free credit balance 7. ยอดรวม credit line ทั้งหมด 8. ยอดรวมทรัพยสิ์นส่วนเกิน (excess equity) ขอ้ 2 สถำนะบญัชีมำร์จ้ินตำมเกณฑ

ตามวิธีท่ี 2 3.2 Total Large Exposure Risk (ผลรวมของจํานวนที่สูงกวาระหวางวิธีที่ 1 และ วิธีที่ 2 สําหรับ large exposure risk ที่มีตอบุคคลเดียวกัน) 3 ก Net Large Exposure Risk (3 ก หักดวย excess

operating result change Excess 20% (Additional) Dear Sirs, We would like to report financial operating result for financial year ended June 30, 2019 as followings: 1. Our net loss before tax is 103.23 Million

SEC’s website at www.sec.or.th and SEC Check First application. Additionally, the list of individuals or entities not regulated by the SEC is available at the Investor Alert Section on the SEC’s website

of licensed business operators is available at https://www.sec.or.th and the SEC Check First application. Additionally, the names of persons who are not regulated business operators under the SEC’s

development of all-sector participation, both public and private. The cooperation under the MOAs includes monitoring and oversight of listed companies, issuing companies and regulated agencies under the SEC

SEC has regulated regarding the method of Know Your Client (“KYC”) for securities and derivatives business operators  through the use of principle-based regulations due to the fact that business

financial institution regulated by the SEC, audit firm with the SEC approved auditor and the Stock Exchange of Thailand (SET) or its subsidiary whose shares are held by the SET at least 75%, business operator