SEC Secretary-General Ruenvadee Suwanmongkol said: “SEC has been monitoring the corporate bond market on a continuous basis. There are many policy issues to address properly. For example, corporate

equity, (2) the additional capital to ensure business continuity, and (3) the additional capital to cover potential liability risks due to professional negligence. Actions in case of failure to meet the

financial returns; 2. To revise the regulations to accommodate the issuance and offering of SLBs in the form of zero-coupon bonds;  3. To revise the Registration Statement for Debt Offerings (Filing Form) and

bond to comply with the rules on communication and investor services for high-risk or complex capital market products, for example:          (2.1)  To provide information so that investors understand the

Capital Market Business (No. 7) dated 30 August 2017.   **  Investment consultant on non-complex products in the capital market and investment units or debt securities having high-risk or complex

that has not covered the enforcement of investors’ rights as determined in the filing and prospectus. Other mechanisms equivalent can be used in replacement. For example, obligations or document with

investment units, debt securities, equities, derivatives and provident funds. Instead of doing the suitability test prior to every investment in new products, investors can do one set of the test for

can also be categorized by industrial sector in which  it invests, for example, if invested in transportation system project, infrastructure fund will be listed under transportation and logistics sector

investment decision carefully. For example, Notice Pending (NP) in case of awaiting material information, or Caution (C) in case a listed company has the characteristics as prescribed in the governing

data: 1.1 Definitions and examples of data collected by the SEC Office Personal data: Data of a personal nature, for example, identification number/passport number, title, name, surname (Thai/English