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Appoint as Executive Report/Form (Notification of Securities and Exchange Commission) Form 103-1 List of Information Intend to Examine by the Securities Company Report/Form (Notification of Securities
collaborating with the SET to monitor and examine this case. Any activity found liable to be an offense under the SEA will be subject to legal proceedings as deemed appropriate. Remarks:- Acquisition of shares
Thailand (SETLink) by 13 November 2024. The SEC is collaborating with the SET to monitor and examine this case. Any activity found liable to be an offense under the SEA will be subject to legal proceedings
long selling transactions; (5) To require that securities companies examine clients’ securities trading orders to verify that the clients fully borrow or own securities before executing the trading
advised to regularly examine the mutual fund unitholding reports as well as related bank accounts. Moreover, investors should not leave important investment documents with ICs. In case of any doubts or
offering. SEC advises the public to examine the information in this matter carefully and thoroughly before making any investment decision. For further inquiries, please contact SEC Help Center at 24-hour