guidelines of financial advisor which are precise, reliable, secure and sufficient to ensure that the functions of financial advisor shall be performed in accordance with the professional standards and ethics
อย่างไร · หลักปฏิบัติในการซื้อขายหลักทรัพย์ของผู้ให้คำแนะนำ และบุคคลผู้มีอำนาจในการ จัดการของบริษัท (staff dealing rule) · แนบ staff dealing rule / code of ethics ของบริษัทที่ระบุหลักปฏิบัติในการซื้อขาย
นักงาน 1 Network firm ในที่นี้ใช้นิยามตาม International Federation of Accountants (IFAC) Code of Ethics for Professional Accountants ซ่ึงหมายถึง กิจการที่มีลักษณะใดลักษณะหนึ่งดังต่อไปนี ้ 1. กิจการที่มี
by adhering to ethics and professional standards issued by the association and approved by the Office, mutatis mutandis , only the part of investment management. Clause 12. In cases where the person
, mutatis mutandis, only the part of investment management; (2) perform duties by adhering to ethics and professional standards issued by the association and approved by the Office, mutatis mutandis, only the
, mutatis mutandis, only the part of investment management; (2) perform duties by adhering to ethics and professional standards issued by the association and approved by the Office, mutatis mutandis, only the
auditor fails to have the qualifications in compliance with Clause 7; (2) the foreign auditor has a behavior that indicates a lack of professional ethics or violates or fails to comply with the
will be ready, and such personnel shall have knowledge, abilities and experience appropriate for the nature of the responsible jobs and shall have integrity, honesty, professional ethics, fundamental
will be ready, and such personnel shall have knowledge, abilities and experience appropriate for the nature of the responsible jobs and shall have integrity, honesty, professional ethics, fundamental
will be ready, and such personnel shall have knowledge, abilities and experience appropriate for the nature of the responsible jobs and shall have integrity, honesty, professional ethics, fundamental