recording of the event is available at https://www.facebook.com/sec.or.th/videos/925094079016597/Professor Wisit Wisitsora-at, SEC Chairman, delivers opening remarks.Mrs. Pornanong Budsaratragoon, SEC

, falsifying documents and recording false accounting information. The SEC later issued a freezing order against Wichai?s assets for 180 days to prevent him from removing or disposing the assets. The order would

time with high trading volumes. {A} admitted that the client allowed her to make trading decision under the pre-determined value. After trading, she notified her client via recording telephone.The client

) Plc., for not recording the securities trading orders and inappropriate submission of trading order form (F8). From a routine inspection of UOB Kay Hian Securities (Thailand) Plc, the SEC found that {A

of 1,500,000 baht.At present, BLISS had already rectified the aforesaid financial statements by recording such revenues as other incomes.     

from Baht 1,468.6 million by the year-end 2016, or increased by Baht 34.7 million or 2.4% due to the increase short-term loans from financial institutions. Equities As of 30 September 2017, the company

financial institutions. Equities As of 31 December 2017, the company reported total Equities of Baht 937.7 million, increased from Baht 822.7 million by the year-end 2016, or increased by Baht 115.0 million

from Baht 1,347.5 million by the year-end 2018 or decreased by Baht 5.2 million or 0.4%. Equities As of 31 March 2019, the company reported total Equities of Baht 1,095.3 million, increased from Baht

 Bangkok, July 21, 2014 ? The SEC will allow foreign companies? initial public offerings (IPOs) in Thailand (primary listing) and dual offering of equities in Thailand and other countries

อนงค์ บุษราตระกูล เลขาธิการ ก.ล.ต.3. Mr. Lyndon Chao, Managing Director, Head of Equities & Post Trade, Asia Securities Industry & Financial Markets Association (ASIFMA)4. นายศรพล ตุลยะเสถียร รองผู้จัดการ