analysts and fund managers.  SEC Thailand Secretary-General Ms. Ruenvadee Suwanmongkol said: “Nowadays, ESG is a global theme and sustainability is a significant risk for financial returns and long-term

varieties of assets according to suitable risk profile. For example, funds offered to retail investors are now allowed, on the condition that pre-specified ratios apply, to invest in non-listed infrastructure

แบบ RLA (Risk Level Assessment) [สำหรับการนำส่งรอบที่ 1 ปี 2566]

Risk Management to Prevent the Use of Securities Business for Money Laundering and Financing of Terrorism

Rules in Detail on Financial Resource and Risk Management of Securities Clearing Houses

Rules in Detail on Financial Resource and Risk Management of Derivatives Clearing Houses

แบบรายงานมูลค่าความเสียหายที่เกิดจาก operational risk

คู่มือ แนวทางการบริหารและจัดการความเสี่ยงทางด้านเทคโนโลยีสารสนเทศ (IT Risk Management Practice)

-stimulating competition and enhance stakeholder competitiveness; (3) to protect investor rights and maintain market confidence; (4) to establish robust operational and risk management systems; and (5) to expand

and Partner and Co-Founder of ETFGI LLC together with Anil Gaba, the ORPAR Chaired Professor of Risk Management at INSEAD, one of the world's leading and largest graduate business schools will also be