failure to prepare and submit the key financial ratio for the year 2023 through the transmission system of the SEC Office as prescribed by the Notification of the Capital Market Supervisory Board, due to
liable for STELLA’s failure to prepare and submit the accurate key financial ratio for Q2/2024 through the transmission system of the SEC Office as prescribed by the Notification of the Capital Market
be liable for TPCH’s failure to prepare and submit the key financial ratio for the year 2023 through the transmission system of the SEC Office as prescribed by the Notification of the Capital Market
for WHAUP’s failure to prepare and submit the key financial ratio for the year 2023 through the transmission system of the SEC Office as prescribed by the Notification of the Capital Market Supervisory
Capital Market Supervisory Board, due to his failure to order or act in accordance with duties required to be performed. SEC Act S.300 in conjunction with 56(4) Settlement Committee Meeting No. 2/2026
failure to prepare and submit the audited financial statements for the year 2023 through the transmission system of the SEC Office within the period specified in the notification of Capital Market
financial statement for the year 2023 through the transmission system of the Stock Exchange of Thailand within the period specified by the Capital Market Supervisory Board, due to his failure to order or act
interim management discussion and analysis for the year 2023 through the transmission system of the Stock Exchange of Thailand within the period specified by the Capital Market Supervisory Board, due to his
Thailand within the period specified in the notification of the Capital Market Board, due to his failure to order or act in accordance with duties required to be performed. This case is in the process of
client and {B}, an equity investment consultant , was suspended for failure to perform duties with responsibility and due care as the capital market professional, respectively.Following the complaint