applicant shall submit an application with the SEC Office together with the relevant evidentiary documentation in accordance with the form and procedure prepared on the website of the SEC Office. Clause 6 1

Chairman or a designee by the Chairman to finalize the relevant details of investment and documentation 2. The Board of Directors approved the organization restructure for the Company’s Brazil subsidiaries

documentation demonstrating that it has qualifications as stipulated in Division 2 of this Chapter. In case of the company stated in Clause 4(2), the following evidentiary documentation shall be submitted as well

evidentiary documentation according to the Licensing Manual for the Public. In this regard, the application fee shall be in accordance with the Notification of the Office of the Securities and Exchange

currencies in the capital market. 5 Chapter 2 Language for Submitting Information or Documentation and Financial Statements _______________________ Clause 9 A submission of information or documentation to the

, the person shall submit an application for approval to the SEC Office together with accurate and complete evidentiary documentation in accordance with the Licensing Manual for the Public: (1) offering

submit an application for approval to the SEC Office together with accurate and complete evidentiary documentation in accordance with the Licensing Manual for the Public: (1) offering innovative financial

dividend payment (if any); (6) method of payment of money or other assets; (7) issuance and delivery of the entitlement documentation of investment units; (8) preparation of the register of investment units

the principal amount of Baht 1,500 million. • Construction and other payables increased by Baht 815 million or 36% from the following determinants: • Account payable increased by Baht 483 million or 42

shall keep the records of advice and trading order in accordance with the rule specified in the notification of the SEC Office. Clause 15. Derivatives broker shall not advertise any statement that may