higher return than bank deposits and investing in short-term open-end mutual fund that the company has invested. 6. Total value and criteria used to determine the total value of the transaction The

investor of similar characteristic as the persons defined under section 3 of the Derivatives Act, B.E. 2546 (2003) or those mentioned in subsection (1) to (9) mutatis mutandis . Clause 2. This Notification

investor of similar characteristic as the persons defined under section 3 of the Derivatives Act, B.E. 2546 (2003) or those mentioned in subsection (1) to (9) mutatis mutandis. Clause 2. This Notification

characteristic of capital market business personnel. SEC has therefore revoked his approval as investment consultant for plain instruments** and prohibited him from performing duties as capital market business

responsibility and professional due care in contravention of Clause 23(2) and to have possessed a prohibited characteristic according to Clause 31(1) of the Notification of the Capital Market Supervisory Board

The prevention and management of conflicts of interests in investment management businesses is one of SEC’s important strategies  because business structure in Thailand is characteristic of

50 Mr.Surakiat Thienthong 2,500 25 Mr.Vich Waitoonkiat 2,500 25 Remark A par value is Baht 100 per share Relationship : None 3. General Characteristic of the Transaction 3.1 The Subscription of Newly

appoint an investment advisory agent, it shall make an appointment contract in writing. The appointment contract shall determine the right and duties of the investment advisory company and the investment

and flexibility, by taking into account for the best interests of the Company, with the details as follows: (1) to determine details, amend, change terms and conditions relating to the Master Service

and regular monitoring and amending of the policy. 3. The management should determine the guideline for conducting compliance inspection as follows: (1) Communicate with the related personnel to be