Exchange Commission Re: Determination of Other Regulations of Associations related to Securities Business ____________________ By virtue of Section 14 and Section 234(7) of the Securities and Exchange Act
Determination of Other Financial Institutions Eligible to Apply for Securities Business Licenses Pursuant to the Ministerial Regulation Concerning Granting of Approval for Undertaking Securities
Determination of Form and Procedure of Application and Form of License for Undertaking Securities Business Pursuant to the Ministerial Regulation Concerning Granting of Approval for Undertaking
Determination of Types of Financial Services of Person Approved to Participate in Regulatory Sandbox to Experiment and Develop Innovation in Support of Service Provision Related to Capital Market
Determination of Types of Operation of Person Approved to Participate in Regulatory Sandbox to Experiment and Develop Innovation in Support of Service Provision Related to Capital Market Which Are
) specification of margin corresponding to the risks and characteristics of securities, and the price used for calculation shall be from reliable sources; (5) determination of margin requirement of high liquidity
แบบสอบถามเกี่ยวกับแนวทางการบริหารความปลอดภัยของระบบสารสนเทศ (Information Security Questionnaire)
Data report_year report_month security_type offr_type_abbr_name n_security d_listed sell_unit sell_val last_updated 2015 1 Security IPO NDR Jan 15 2015 12:00AM 0 0 2025-01-09 2015 2 Infra IPO 3BBIF