? aims to promote employees? financial literacy and skills through programs organized by both public and private employers. With employers? participation, financial education program can help support their
undertake securities business in the following categories of: (l) Mutual fund management; (2) Private fund management; or (3) Securities brokerage, securities dealing or securities underwriting but not
under the law on securities and exchange to undertake securities business in the following categories of: (l) Mutual fund management; (2) Private fund management; or (3) Securities brokerage, securities
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) เปิดรับฟังความคิดเห็นแนวทางการปรับปรุงคุณสมบัติกองทุนส่วนบุคคล (Private Fund) ภายใต้นิยามผู้ลงทุนสถาบันโดยเสนอให้กองทุนส่วนบุคคลได้รับการ
To enhance clarity and consistency with the current business practices of the private sector, the SEC has issued regulations revising the characteristics of “bills” deemed as “securities,” which
law and the requirement of investment grade rating are not applicable to a private placement (PP10). ** The existing issuers with the outstanding non-investment grade bonds as of 31 December 2023
Initiative for Thailand that set the direction for driving sustainable finance across the financial sector. The Board, co-led by the BOT and the SEC, consists of relevant parties from the public and private
on Private Fund Management dated 31 July 2000; (4) Notification of the Office of the Securities and Exchange Commission No. SorNor. 49/2543 Re: Rules on Protection of Conflict of Interest on Investment
: Acts that may Create Conflict of Interest on Private Fund Management dated 31 July 2000; (4) Notification of the Office of the Securities and Exchange Commission No. SorNor. 49/2543 Re: Rules on