daily status report to the SEC Office in an excel file via email within the next business day of the daily transactions (T+1) for the benefit of prudential supervision which is important and can have an
which are fixed income funds making daily redemptions and same-day settlements or settlements on the next business day. It is therefore crucial that they maintain adequate liquidity to respond to
names of foreign personnel of foreign business operators, allowing a more flexible timeframe from one business day in advance to within seven business days from the day investment information or advice
’ assets shall be reconciled every business day to ensure accurate and updated records of clients’ assets; and 3) Seeking benefits from clients’ assets: Seeking benefits from clients’ fiat money shall be
management companies, as well as update their fund books (if any) on the following business day to prevent damage from possible frauds
investment grade ratings bonds and (2) investment units of a mutual fund, which trades on every business day and does not have any restriction on transfer and pledge. In addition, such securities will be
value is at least one Satang or greater, and represents at least 0.5 percent of the correct unit value: (1) Prepare a retrospective value correction report by the business day following the date on which
correct unit value is at least one Satang or greater, and represents at least 0.5 percent of the correct unit value: (1) Prepare a retrospective value correction report by the business day following the
the correct unit value is at least one Satang or greater, and represents at least 0.5 percent of the correct unit value: (1) Prepare a retrospective value correction report by the business day following