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SEC Search Search From : Home > Search > Search Results search: Sitemap Any Sitemap Act and Royal Enactment ( 3 ) Documents Any Documents Microsoft Word ( 3 ) http://172.19.1.196:8983/solr/secweb
, reserving or terminating a client’s rights over assets , without or not complying with an order or consent given by the client or a person authorized by the client. Clause 10 A securities company shall not
with an order or consent given by the client or a person authorized by the client. Clause 10 A securities company shall not use clients’ assets for the benefit of another client, other persons, or itself
, include a statement that the person has given, and has not withdrawn, his written consent to being named in the registration statement or provide signing off by such person. F. Documents for Public
dispute between a provident fund member and the respondent, provided that the claimant shall demonstrate a written evidence or agreement that the respondent gives consent to resolve the dispute by the
securities business, or the dispute between a provident fund member and the respondent, provided that the claimant shall demonstrate a written evidence or agreement that the respondent gives consent to resolve