accurate, complete, and up-to-date documentation by DA operators, including the safekeeping of client assets and the transactions of investment management. The proposed amendments would provide the SEC
projects of the Regulatory Guillotine scheme is scheduled to complete within the period of 2020-2021. The examples of pilot projects are as follows:1. Project to develop paperless processes for submission to
Bangkok, May 19, 2015 - The SEC suspended {A}, a securities investment consultant of RHB OSK Securities (Thailand) Plc. (RHB OSK) for failure to keep complete record of trading orders and failure to
securities trading account and failure to keep complete record of the securities trading orders.Following the report of Capital Nomura Securities PLC, the SEC further probed into the case and found that {A
Bangkok, February 20, 2015 - The SEC suspended {A}, a securities investment consultant of Siam Commercial Bank Plc. (SCB), for failure to provide complete information or advice. In this case, he
from September 13, 2018 onwards. In 2019, GLAND’s contribution to the Company’s financial result, excluding non-recurring items, shows total revenue of THB 1,791 mn and net profit stood at THB 312 mn
19.31 27.79 Total cost of sales and services 74.99 41.99 75.57 35.60 The gross margin increased from 35.60% to 41.99% is mainly due to the contribution from recognition of license fee from HR solutions
. In the fourth quarter of 2023, there were 21 participants given recognition and awarded certificates for their contribution to the promotion of financial knowledge and investment skills of investors
personnel. I hereby certify that the above statements and the supplementary documentation attached herewith are complete, accurate and true. Sincerely, Signature