Securities and Exchange Commission No. Sor Yor. 12/2548 Re: Application for Approval of Form and Terms of Derivatives Contracts Traded on Derivatives Exchange ______________________ Whereas the Derivatives Act

of the client clearly specifies the condition of trading otherwise. The securities company shall give priority to the benefit of the client over the benefit of itself, in particular, it shall trade in

on time priority basis unless the order of the client clearly specifies the condition of trading otherwise. The securities company shall give priority to the benefit of the client over the benefit of

trading for the client on time priority basis unless the order of the client clearly specifies the condition of trading otherwise. The securities company shall give priority to the benefit of the client

of information; (3) providing appropriate channels, procedures and period of time for clearly demonstrating objection. 1 Whereas this Section prohibits a trustee from entering into a transaction

measures to prevent and manage conflicts of interest. Such mechanism and measures must be clearly outlined in the ICO filing. Additionally, specific significant matters would require approval from the

connection, all business operators are required to place high importance and clearly communicate the information contained in their advertisements. The advertisement must not contain false, exaggerating or

of the newly issued shares is treated as an offering which the Shareholders’ Meeting has a resolution clearly specified the offering price at THB 0.80 per share which is considered as an offer of newly

, 2003 (as amended). Such issuance of the newly issued shares is treated as an offering which the Shareholders’ Meeting has a resolution clearly specified the offering price at THB 0.80 per share which is

complaint and inspection report of Maybank Kim Eng Securities (Thailand) Plc, the SEC further probed into the case and found that {A} traded securities on behalf of a number of clients. He traded securities