and inventory register in most of the items while the company could not provide clear explanation about cause of such discrepancy. Chanunkorn, however, did not expand his audit scope, assess possible

a waiver such as the Government Pension Fund and provident funds; and (5) The fund must have a clear policy on distribution of investment units and be listed on the Stock Exchange of Thailand

instance, of such information, a clear text which states that “fund-raising businesses are non-profit social enterprise”, as well as the information on the business, program details, and performance report

- region listed companies. At the global level, the SEC facilitated the opportunity for Thai intermediaries to sell the products in renowned markets; China, Japan and Korea, for example, while the

on intra- region listed companies. At the global level, the SEC facilitated the opportunity for Thai intermediaries to sell the products in renowned markets; China, Japan and Korea, for example, while

notification of the Securities and Exchange Commission Re: Requirements for securities companies to handle customer’s compliant; (2) the investment management system which has clear procedures and methods of

Exchange Commission Re: Requirements for securities companies to handle customer’s compliant; (2) the investment management system which has clear procedures and methods of operation before and after

in the notification of the Securities and Exchange Commission Re: Requirements for securities companies to handle customer’s compliant; (2) the investment management system which has clear procedures

expand their business as criteria for consideration of their debt servicing ability, provided that clear and reliable documentary evidence is submitted.  Act Exempting Tax Penalties, Surcharges and

) communications with clients An intermediary shall pay due regard to the information needs of its clients , and communicate information to them in a way which is clear, not distortion and not misleading; (11