____________________________________________________________________ Remark: The rationale for issuing this Notification is to determine an undertaking not deemed as a derivatives dealer to cover offer to trade or trade in derivatives for his own account with person

measures cover actions like blocking new mule accounts, detecting irregular customer behaviors, and inspecting and taking action against digital asset trading accounts that may constitute mule accounts

installment totaling 10 percent of the bond value to be paid on 20 April 2025, and the second installment to cover the remaining balance on the extended maturity date;              (4) Granting a waiver from an

of credit rating assessment of international CRAs to cover the securitized bonds to be offered with foreign risks.    The consultation paper is available at: https://www.sec.or.th/TH/Pages

commissioning the reviewers for preparation of the carbon footprint data. The fee deduction scope will also cover the expenses for commissioning consultants for carbon footprint data preparation. In this regard

Currently, rules on providing investor services and communication of securities company regarding offering for sale of high-risk or complex capital market products do not cover the provision of NC

sellers who have benefited more than they should have (in an amount equal to the difference between the incorrect and correct unit prices). However, these regulations do not cover the method whereby AMCs

Guidelines, which cover the following key points:  (1) To reduce the submission frequency of IT audit reports suitable for the risk level of small business operators and low-risk business operators to every

equity, (2) the additional capital to ensure business continuity, and (3) the additional capital to cover potential liability risks due to professional negligence. Actions in case of failure to meet the

any country or any sector. For example, a higher-than-80-percent concentration in any sector would represent high risk. In addition, a risk warning statement would have to be printed on the cover of