the SEC have been shut down. The SEC strongly advises the public to exercise caution when being solicited to make investment in possibly fraudulent schemes, the red flags of which are, for example
companies must consider. It is in accordance with the duties of directors and executives of the company who have to perform their fiduciary duty with caution together with the company’s risk management
increasing the speed and caution for the enforcement process as well as promoting cooperation for human resources development, sharing of knowledge and technological know-how to ensure justice in the
also empowers them to verify and make investment decisions with greater caution and safety in the modern financial landscape.” The SEC has continuously taken a proactive approach under its strategic
legal hub at: https://law.go.th/listeningDetail?survey_id=NDA3NURHQV9MQVdfRlJPTlRFTkQ= . Stakeholders and Interested parties are welcome to submit comments and recommendations via the websites or emails
at: https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=989 and the legal hub at: https://law.go.th/. Stakeholders and Interested parties are welcome to submit comments and recommendations via the
to submit comments and recommendations via the SEC website or email: phiniti@sec.or.th or dp@sec.or.th. The public hearing ends on 13 August 2025.
amendments. The SEC has taken the public and stakeholders’ comments and recommendations into consideration. On 15 August 2023, the SEC Board Meeting No. 13/2566 approved the proposed amendments in
conducted a public hearing on a proposed amendment to the regulations on custody of clients’ assets. Comments and recommendations from the hearing respondents were taken into consideration when revising final
consultation paper is available at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=794. Stakeholders and interested parties are welcome to submit comments and recommendations via the website or email