Clarification on Short Selling and Settlement of Securities for Management of Market Maker’s Risks Borne by Securities Companies and Management of Clients’ Assets In case of Internal Short.
Detailed Rules on Maintenance of Capital of Investment Advisors and Derivatives Advisors and Provisions in Case of Failure to Maintain Capital
Information Technology Department, Faculty of Informatics, Mahasarakham University, attending a lecture on information technology and data systems, such as Software Development UX/UI and Test Methodology, to
มหาวิทยาลัยมหาสารคาม ในโอกาสเข้ารับฟังบรรยายงานด้านเทคโนโลยีสารสนเทศและระบบข้อมูล อาทิ Software Development UX/UI และ Test Methodology เพื่อส่งเสริมการพัฒนาความรู้และประสบการณ์แก่นิสิตในด้านเทคโนโลยีและ
(Unofficial Translation) 1 Licensing Manual: Application for Approval of Foreign Auditor (General Case) Authority: the Office of the Securities and Exchange Commission (public agency) Rules
Mr. SomChai Kurujitkosol The public prosecutor issued a non-prosecution order. The case was deemed final. SEC Act S.287 Criminal Complaint Filed with an Inquiry Official Dated 17/06/2009
Mr. Boon Vanasin This case is in the process of inquiry by the inquiry official. SEC Act S.240 Criminal Complaint Filed with an Inquiry Official Dated 11/04/2025
Derivatives Fund Management Companies and Provisions in Case..
Derivatives Fund Management Companies and Provisions in Case..
Renaissance Fund Management LTD. This case is in the process of investigation by the inquiry official. SEC Act S.97 Criminal Complaint Filed with an Inquiry Official Dated 01/11/2023