client assets for personal gains by having his clients transferred payment for subscription of mutual fund investment units as well as their deposits into his own account. At the time of his wrongdoing

. ** The PP-SME Project is a collaboration between SEC and OSMEP to promote greater access to sources of fund for SMEs via the capital market by way of private placement of shares and convertible

://capital.sec.or.th/webapp/nrs/data/8412s.pdf. ** The PP-SME Project is a collaboration between SEC and OSMEP to promote greater access to sources of fund for SMEs via the capital market by way of private placement of

One of the objectives of the Thai capital market development plan is to enable the public to access and utilize the capital market for savings and investment purposes. SET has taken steps to

funds, venture capital firms, and ultra-high net worth investors. With respect to individual investors, SEC has received diverse comments involving restrictions on investment in ICO. Therefore, SEC will

also come with tax benefits.”At the seminar, a lecture on the topic of “Investment Under Islamic Principles in the Thai Capital Market” was given by Mr. Isares Mahamad, Sheikhul Islam Office

นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) กล่าวบรรยายพิเศษทางออนไลน์ ในงาน “Green Finance and Investment for a Greener Economy Session”  ซึ่งจัด

providing them with more information in response to development in capital market and new products. In addition, the rules on fund?s investment diversification must also be revised by taking into account risk

30 percent of the NAV. In addition, to offer more choice to PVD members, establishment of PVDs as sector fund whose investment policy concentrates on securities of certain industry sectors is allowed

impacts on the existing investors who may not wish to carry risks in such products;      (2) Implementing an active management strategy and being a mixed fund with an investment policy primarily focusing