. 23/2544 Re: Rules, Conditions and Procedures for Investment Advisors and Appointment of Investment Advisory Agents By virtue of Section 14, the second paragraph of Section 100 and Section 115 of the
=searchcontent_th~5^10000&ps=2&mm=100&qf=title_th_default&fq=key_filetype%3Adoc&start=30&rows=10 31 - 40 of 52 results Sort by: Relevance Date (Newest) Date (Oldest) Translation appointment of a fund manager who
the re- appointment of Mr. Hsu, Sheng-Chieh, Mr. Yu, Shih-Tung, and Mr. William Hang Man Chao to resume their positions as the directors of the Company for another term and also approved the nomination
, the transfer of investment units, and the transfer restrictions of investment units; (9) appointment, authority, duties and responsibilities of the fund supervisor; 2 (10) change of management company
the SEC Office; (2) Documents may be submitted and checked for accuracy and completeness until 15.00 hours; and (3) Appointment with the SEC Office for submitting an application must be made at least
Section 135 Securities and Exchange Act B.E. 2535 Section 135. In the management of a private fund, the securities company shall arrange for the appointment of a custodian with an approval of the
facilitate the financial statements submission to SEC, as required. However, the companies must propose the auditor appointment for the shareholders’ consideration at the next shareholders’ meeting to be
, Thailand. Prior to the recent appointment, she was Director of the Financial Education Department, the Sales Conduct Supervision Department and the Investment Management Policy Department, respectively
infrastructure fund project, prospectus, appointment and performance of duty of fund manager and approval of investor contact.Infrastructure fund will become a new investment alternative while private and public