SEC Search

The allegation is a consequence of various complaints lodged to the SEC in relation to the increased debt of THB 26,000 million of EARTH following its submission of the financial statement for the first quarter of 2017. The increased debt resulted in a decrease of the shareholders’ equity of THB 10,349 million to become minus THB 15,651 million. In addition, in July 2017 the Board of Directors had resolved to approve that EARTH underwent a business rehabilitation process. The SEC, the...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8206

SEC public hearing on a proposed revision to the qualifications for private funds to align with the definition of Institutional Investor

This public hearing proposes to revise the qualifications for private funds under the definition of “Institutional Investor.” The proposal would allow private funds to be recognized as

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11597

SEC orders OTO to clarify its private placement of capital shares and acquisition of assets, urging shareholders to exercise voting rights at the upcoming extraordinary general shareholders’ meeting

of the opinion that the OTO’s proposed offering for sale of capital increase shares through private placement was appropriate. With regard to the company’s investment in HPS, although such investee

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11172

SEC public hearing on proposed amendment to licensing rules to accommodate new securities business licenses related to equity intermediaries and private fund management

types of securities business license, namely (1) Type E Securities Business License* for equity instruments, and (2) Private Fund Management License. The proposed amendment aims to increase choices of

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8100

SEC announces new licenses for equity intermediary and private fund management to promote competition and reduce costs of capital market business sector

Some business operators wish to provide services of specific securities business, for example, brokerage, dealing and underwriting of equity instruments or private fund management, but are unable to

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8948

SEC, together with ADB and PDMO, jointly organizes an educational seminar on sustainable finance promoting for the public and private sectors

With the opening keynote speech given by Mr. Thawatchai Pittayasophon, SEC Deputy Secretary-General, Acting Secretary-General, the seminar is aimed to provide the public and private sectors, state

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10313