เหมาะสม ("basic asset allocation") 3.1 การแจ้งผลการทำ suitability test http://law.sec.or.th/content/3004/5057/1#5057 น.(ว) 19/2553 นำส่งสำเนาประกาศและซักซ้อมความเข้าใจ บุคคลดังกล่าวข้างต้นจะต้องสมัคร
ซักซ้อมความเข้าใจเกี่ยวกับกระบวนการขายผลิตภัณฑ์ในตลาดทุนและประเภทคนขาย ;basic asset allocation”) ผู้ประกอบธุรกิจสามารถใช้ basic asset allocation รูปแบบมาตรฐานที่สำนักงานจัดทำขึ้น (ตามสิ่งที่ส่งมาด้วย 2
Rules and Regulations Key Points 1. Revision of practical guidelines for entering regulatory sandbox, from Circular No. BOT ForThorNgor. Wor 311/2562 dated March 11, 2019, effective March 15, 2019 onward
, policy development, accountability measures, and board reporting. Attendees received practical guidance on initiating climate action plans, including skill assessments and planning and evaluation
Valuation” took place on 28 June 2024, at Sheraton Grande Sukhumvit Hotel, Bangkok. This seminar aimed to empower capital market professionals, in particular securities analysts, with the practical
analysis and valuation is relatively a new practice, having a practical workshop would be a useful starting point for investment analysts.”
the top” approach. This supports and drives practical cyber resilience within organizations. Therefore, the SEC has been holding annual cybersecurity workshops for directors in the capital market sector
, ThaiBMA is a valuable contributor of opinions and recommendations in practical matters that benefit the development of the Thai bond market,” said SEC Secretary-General. Over the years, the SEC and ThaiBMA
จำกัด (สิงคโปร์) จัดอบรม หัวข้อ “SEC Boot Camp: Your Practical Guide to Issuing Green Bonds” โดยมี Mr. Gilles Pascual, Programme Director of EY Corporate Services, Ms. Ivy Lau, Project Manager for
of the Bank of Thailand (BOT). SEC would like to thank BOT for fostering the development of NDID system to its practical use and allowing the extension of its scope of services to intermediaries in