(UNOFFICIAL TRANSLATION) Codified up to No.9 As of 20 February 2017 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6 an...
securities underwriter after an offer for sale of the underwritten securities so that the underwriter shall be able to allocate shares in excess of the underwriting amount. Such proceeding will increase the
right to vote, excluding the vote of the shareholders having a conflict of interest. • Appoint Discover Management Co., Ltd. to be the Independent financial advisor to express and prepare the opinion in
year 2018 for a total remuneration of Baht 3,940,000. In the event auditors are unable to perform their duties, Ernst & Young Office Limited is authorized to assign another of its auditors to perform the
to assign another of its auditors to perform the audit and express an opinion on the Company’s financial statements in their place, which shall be subject to the approval of the Annual General Meeting
otherwise specified in Clause 22, the preparation of the registration under this Chapter, an asset trustee may assign the Stock Exchange of Thailand or person who is authorized to provide service as the
given rating scale applies. 1.7 Credit ratings should be assigned by the CRA as an entity (not by an analyst or other employee of the CRA). 1.8 A CRA should assign analysts who, individually or
a minimum price as specified on the issuance date of such bond. Clause 12 In order to appoint or assign any person to perform duties under Clause 4, an intermediary shall comply with the following
Disposal of Assets of the Company) In addition, the Board of Directors approved to assign the Chief Executive Officer (CEO) and/or a person designated by the Board of Directors or the Chief Executive Officer