otherwise entitled. Clause 3 Intermediaries shall identify its critical functions, assess their risks of major operational disruptions, conduct business impact analysis and assess potential damages arising
otherwise entitled. Clause 3 Intermediaries shall identify its critical functions, assess their risks of major operational disruptions, conduct business impact analysis and assess potential damages arising
consistent and suitable for the risks and complexity of each type of capital market product by taking into consideration the best interest of clients. In addition, such communication and provision of services
intermediary are consistent and suitable for the risks and complexity of each type of capital market product by taking into consideration the best interest of clients. In addition, such communication and
intermediary are consistent and suitable for the risks and complexity of each type of capital market product by taking into consideration the best interest of clients. In addition, such communication and
insurance increased from Baht 21,432 in the same period last year to Baht 21,781 this year. The Company has a policy that the loss ratio should be at a suitable level, we therefore have stopped selling
issuance of secured bonds by companies through crowdfunding has remained relatively low due to the constraints in finding suitable bondholders’ representatives and the potential incompatibility of the
The SEC is proposing to amend the regulations regarding funding portals to implement a more suitable and effective system for screening or evaluating the credibility and risk level of crowdfunding
, accommodate financial innovations, and ensure alignment with SLB advancements aboard and internationally recognized standards*, while maintaining suitable investor protection.The SEC is therefore inviting
certification schemes, as well as practices suitable for the Thai context in each economic sector. These inputs were carefully considered and integrated in the final Thailand Taxonomy Phase 2, which can be