years for his assistance in the FOCUS share price manipulation by providing trading accounts, sending trading orders and arranging financial matters. The Settlement Committee had previously imposed a fine
investigations into the case. With regard to investor rights protection, the SEC has rendered full support in coordinating and arranging discussions with the SET, the Association of Investment Management
. specifying the source of data used in decision making, the study of analysis/research article, criteria in selecting the investment, fund manager’s rationale for deviating investment plan from the conclusion
time objectives) and set a recovery order of every critical business function suitable for possible impacts. 4.2 Companies should consider to determine a data class and latest data set to recover
suitable for possible impacts. 4.2 Companies should consider to determine a data class and latest data set to recover (Recovery point objective), such as data on assets of customers and funds, securities or
[Super Saving Fund, Retirement Mutual Fund, Long Term Equity Fund] Fund Details ( 1 record(s) found) No. Report Name Data File As of Data Definition 1 Super Saving Fund, Retirement Mutual Fund, Long Term
Privacy Policy Personal Data Protection Policy for Trading in Secondary Market The Office of the Securities and Exchange Commission (SEC Office) 0. Scope of this Policy This Personal Data
against RAM documents arranged for RAM by arranging for RAM to sell its acquired shares of Kiatnakin Bank Public Company Limited (“KKP”) to his related persons at a price significantly lower than the market
accounting records to be inaccurate and inconsistent with the facts. In arranging for falsification of the IEC financial statements; Mr. Bhusana and Mr. Chanchai made up fake documents and partially paid for