reasons, as an additional report, which is approved by the company’s board or audit committee. The SEC is confident that business operators’ implementation of this manual would not only help them achieve
resolved to approve the generation of alternative income channels and the reduction of expenses as follows:(1) To enhance the securities companies’ ability in managing liquidity, it is approved in
The Capital Market Supervisory Board’s meeting on 3 March 2020 approved in principle the inclusion of more asset classes eligible for use in the repo / reverse repo agreements between securities
. The public should be aware that Tradenance Incorporation Limited is not on the SEC approved list or under the SEC supervision.Recently, there have been solicitors for investment in high-risk products
asset business operator only in case of deciding to invest in digital assets. The list of licensed digital asset business operators and more information on digital assets are available at the microsite
amendment was approved by the cabinet on 28 August 2018 and it is expected to be enforced in the middle of 2019. Consequently, provident funds investing in fixed income through mutual funds will be
-bank and if setting up as a company, more than 50 percent of all shares with voting rights must be held by the Ministry of Finance; (2) approved by the Bank of Thailand to provide financial services
. Rapee Sucharitakul, SEC Secretary-General revealed that the Capital Market Supervisory Board approved the revision of regulations to govern qualifications of non-listed company issuers proposing
-General revealed that the Capital Market Supervisory Board approved to revise investment rules for mutual fund, private fund for retail investors and provident fund to support the funds? investment in
; (b) high net worth investors; (c) investors related to the approved foreign entity pursuant to Clause 64 only in the case where the foreign entity is a foreign juristic person; (2) the approved foreign