source of contact for clients; and (4) complying with rules concerning analysis report translation specified by the bodies relating to securities business approved by the SEC office. Clause 14 A securities
the 3-month period ending 31 March 2018. 1.2 Approved the entering into the Business Development Advisory Service Agreement between S Hotels (a subsidiary of the Company having 99.99 percent of total
shall be incurred but not exceeding Baht 100,000 per company. However, the approved remuneration does not include other out-of-pocket expenses such as expenses for business trips in upcountry provinces
, dealing or underwriting of investment units. “Association” means any association relating to securities business, which has been approved by and registered with the Office, whose objective is to promote and
securities business, which has been approved by and registered with the Office, whose objective is to promote and develop securities business in the category of investment management; “Office” means the Office
) “Association” means any association relating to securities business, which has been approved by and registered with the Office, whose objective is to promote and develop securities business in the category of
approved by and registered with the Office, whose objective is to promote and develop securities business in the category of investment management; Clause 3. The securities company shall advertise any mutual