investment consultants: revoking approval of Auracha Vachirakulthon as securities investment consultant for 10 years, starting from December 22, 2015, and suspending approval of Nattapon Chalermpot and
of the SEC Office; “director” means any director on the board of directors of an organisation; “executive” means the following persons: (1) person holding the highest executive position of the
company by taking into account the appropriateness and acceptable risk level. The securities company should specify the details on the designation or approval for such action clearly in writing, and monitor
___________________________________ By virtue of Clause 3(4) of the Notification of the Securities and Exchange Commission No. KorKhor. 9/2552 Re: Rules on Application for Obtaining an Approval and Granting to Perform Trust Business
statements of financial position as at 30 September 2017 and statements of comprehensive income for the year ended 30 September 2017, and have been reviewed by a Certified Public Accountant. During the six
to 7 th according to National Bank of Cambodia’s regulation Early repayment : Within 36 months, principle can be repaid with both parties’ agreements while National Bank Cambodia’s approval shall be
Guidelines for Application and Approval for Appointment of Person to be Director or Manager of Securities Company B.E. 2553 (2010) 01/02/2010 01/02/2010 10. Notification of the Office of the Securities and
investment consultant and her approval of the head of department or equivalent position, effective from July 3, 2015.4. Suspended {D} from her duty as the approved capital market investment consultant for 3