application for approval of the BSmart ICO has been submitted, nor an approval has been granted by the SEC for such digital token offering. The investing public is strongly advised to be careful with the
(UNOFFICIAL TRANSLATION) (Updated as of 2015) Form 61-1 1. Application for Approval of Capital Market Auditor Date: ............. Month: ......... Year: .......... Dear Secretary-General, Office of
Quarter 2/2023 2 Approval of securities licenses, derivatives licenses trustee license and digital asset license Quarter 2/2023 3 Activation of securities business, derivatives business trustee business
management company’s responsibility, or intentionally making false statements in any material aspects or concealing material facts which should be declared in the application for an approval to act as a mutual
Office of the Securities and Exchange Commission Notification of the Office of the Securities and Exchange Commission No. SorNor. 43/2544 Re: Rules, Conditions and Procedures for the Approval of Mutual
. SorNor. 43/2544 Re: Rules, Conditions and Procedures for the Approval of Mutual Fund Managers _____________ By virtue of the second paragraph of Clause 40 and Clause 41 of the Notification of the
Bangkok, August 8, 2013 ? The SEC ordered Millcon Steel Plc. (MILL) to arrange a special audit by either the auditor who audited the company?s 2012 financial statements or any other auditors on the
smart contracts) to the outsourcee. However, the ICO portal must obtain approval from the SEC before outsourcing any tasks related to such due diligence. The SEC Board has also approved the proposal to