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As part of its review of the definition of major shareholder applicable to derivatives business operators required to obtain approval, the SEC aims to ensure that the definition appropriately

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=12744

SEC Board approves proposal to revising NC requirements for DA custodians and reducing risk charge to elevate ecosystem of the digital token with no custody risk

The SEC has provided guidelines for promoting the growth of digital asset custodial wallet providers (DA custodians) by supporting them in maintaining appropriate costs. This initiative aims to increase alternatives for digital asset businesses seeking to store client assets with domestic DA custodians. Additionally, the SEC is working to enhance the digital token ecosystem by facilitating both primary market offerings and secondary market trading. To achieve this, the SEC is reducing the NC req...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=12044

SEC Thailand’s public hearing on the proposal and draft regulation on the digital asset business licensing process and draft regulation concerning the creditability of digital asset business

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=964

SEC Thailand’s public hearing on the proposal and draft regulation to allow trading of tokenized carbon credits and emission reduction instruments through digital asset exchanges, brokers and dealers

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=1071

SEC urges SABUY shareholders to exercise voting rights on the proposed acquisition of LOCKBOX and LOCKVENT ordinary shares, which IFA advises against approval

approval for (1) the private placement of 350 million shares together with 350 million warrants to Insignia Holding Limited (Insignia) (solely owned by Ms. Miss Ketsara Lothongkam), and (2) the private

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11241

SEC revokes approval of executive of asset management company for failing to perform duties with loyalty and professional due care, including negligence of duties

characteristics of personnel in the capital market business. SEC has therefore revoked the approval as personnel in the capital market business for Mr. King for 10 years, as major shareholder of securities

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8073

SEC amends requirements on approval of auditors in the capital market to be consistent with current auditing practice and circumstances in Thailand

SEC Secretary-General Ruenvadee Suwanmongkol said: “The auditing context has evolved significantly over time. The SEC thus revises the requirements on approval of auditors in the capital market

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8913