underlying shares as well. Clause 10 An applicant would obtain an approval for an offer for sale of newly issued subordinated bonds to investors in foreign countries only if the rights or duties between the
concerning Approval of Auditors in Capital Market , only for providing service under Paragraph 1 of clause 8 (3) or (6) only functions relating to the accounts and finance of clients; (3) the Stock Exchange of
capital market under the Notification of the Office of the Securities and Exchange Commission concerning Approval of Auditors in Capital Market, only for providing service under Paragraph 1 of clause 8 (3
as complete any appropriate and necessary procedures. However, the Company would enter into the above transactions only upon approval of the shareholders meeting and the to 3 as well as the president
to contract with the government. 9. Conditions for approval The subsidiary company will only invest in the project once it has attained approval from the shareholders of the company with no less than
circumstance: (1) persons under Clause 5, Clause 6, Clause 8 and Clause 9 who has to obtain approval from the SEC Office only; (2) the highest level responsible person in the compliance unit under Clause 7(4
responsibilities of such asset trustee shall be restricted to issuance of sukuk only. Part 1 Application and Approval for Offer for Sale of Newly Issued Sukuk and Compulsory Conditions after Obtaining Approval
6, Clause 8 and Clause 9 who has to obtain approval from the SEC Office only; (2) the highest level responsible person in the compliance unit under Clause 7(4). Clause 20 An intermediary shall prepare
UNOFFICIAL TRANSLATION Codified up to No. 10 As of 24 October 2018 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference