fund only after the company has submitted an application for approval of such fund’s establishment to the Office. In cases where the application for establishment and management of the mutual fund has
investment management; Clause 3. The securities company shall advertise any mutual fund only after the company has submitted an application for approval of such fund’s establishment to the Office. In cases
Approval and Management System, “ระบบ OFAM”) เพื่อให้อยู่ในรูปแบบที่คอมพิวเตอร์อ่านและประมวลผลได้ (machine readable) ซึ่งคาดว่า การดำเนินการจะแล้วเสร็จและเริ่มใช้งานได้ประมาณเดือนกรกฎาคม 2560 ดัง
business, which is not directly related to AEONTS is main business and be proposed to the Board of Directors for further approval. - For the management fee, the Audit Committee has considered and resolved
List of REIT Manger Please wait... List of REIT Manger No. Company / Address Period of Approval 1 ADELPHI REAL ESTATE MANAGEMENT COMPANY LIMITED WANG MAI, PATHUM WAN, BANGKOK 10110, THAILAND
, procurement, and general administration. The company also gives clear scope of authorities and approval hierarchy of each management level to prevent fraudulence. For example, the company establishes: chart of
of the results of sale of digital tokens via the ICO Portal, the client information, and the assets allocated to the clients. Clients Public task basis Approval for establishment and management of an
requesting for approval from senior management to open such accounts or establishing new business relationships. Clause 13. Securities company may rely on another financial institution to conduct face-to-face
relation to sources of funds used for transactions, requirement to obtain approval from or report to senior management, face-to-face contact with the client or his ultimate beneficial owners or ultimate
controls prior to requesting for approval from senior management to open such accounts or establishing new business relationships. (Unofficial Translation) - 5 - Clause 13. Securities company may rely on