relevant laws during the past two calendar years prior to expiration of approval term in cases of investor contacts who have been approved on the basis of such status. --------------------------
approved by Office of the SEC บริษัทที่ปรึกษาทางการเงิน ลำดับ รายชื่อบริษัท (Company) ระยะเวลาได้รับความเห็นชอบ (Period of Approval) {{ $index +1 }}. {{ item.faCompName }} {{ item.faCompNameE
neither been in SEC list of approved issuer nor submitted an application for approval to offer newly issued securities and/or digital token. Therefore, those receiving information or being solicited to
neither been in SEC list of approved issuer nor submitted an application for approval to offer newly issued securities and/or digital token. Therefore, those receiving information or being solicited to
for his remaining approved status. The rest of suspension period was instead set as the period for acceptance of his re-application for approval as capital market personnel. The SEC's order has been in
were effective as from October 5, 2013. {A} and {B} were banned from holding any securities company management position while approval for investment consultant of {C}, {D}, {E}, {F}, and {G} were
revision to the conditions for partial payments of interest, as approved by the bondholder meeting No. 1/2565; Agenda Item 3: Consideration for approval of a revision to the conditions for principal
approved person is in compliance with this Notification and the governing laws or associated regulations. Clause 6 The SEC Office shall have the authority to revoke an approval in the following conditions
reference. Notification of the Securities and Exchange Commission No. Kor Thor 18/2563 Re: Determination of Types of Financial Services of Person Approved to Participate in Regulatory Sandbox to Experiment
reference. Notification of the Securities and Exchange Commission No. Kor Thor 18/2563 Re: Determination of Types of Financial Services of Person Approved to Participate in Regulatory Sandbox to Experiment