those personnel before respective appointments and report the termination of their duties to the SEC within the specified period.The consultation paper is available on the SEC website at www.sec.or.th
responsibility and its responses to any conflicts which might have a significant impact on the company and any related legal disputes, (3) the qualifications of a head of internal audit officer, the relevant
and its responses to any conflicts which might have a significant impact on the company and any related legal disputes, (3) the qualifications of a head of internal audit officer, the relevant
, before TKN disclosed this inside information to the SET on 10 November 2022. The actions of Mr. Itthipat and Mr. Nutchatpong in the TKN insider trading case constitute an offense under Section 242
List of head of Compliance Please wait... List of head of Compliance No. Company Name Commencement Date Securities Company Asset Management Company Investment Advisory Company Derivatives Brokerage
The BOT and the SEC previously discussed and reviewed the benefits and risks of digital assets and deemed it necessary to regulate and control the use of digital assets as a means of payment for
On 9 July 2020, the CMSB Meeting No. 13/2563, chaired by SEC Secretary-General Ruenvadee Suwanmongkol, passed a resolution approving the regulations related to the establishment of high yield bond
the deficiencies of its work systems within deadline, and ordering Huobi to return assets to clients as per their request. Huobi requested extensions of deadline many times and the SEC Board granted