อนุญาตให้บริษัทหลักทรัพย์ทำธุรกรรมเป็นผู้ประกันของกองทุนรวมมีประกัน 29/07/2546 14. หนังสือเวียน ที่ ธ.(ว) 179/2540 เรื่อง การส่งข้อมูลแบบรายงานผ่านระบบ Broker Reporting System (BRS) และระบบ Net Capital
Maintenance of capital funds and reserve (only in the case of a CB. or FC.) - a documentary evidence showing that the applicant is capable of maintaining capital funds and reserve prescribed by the law
responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ----------------------------- Notification of the Capital Market Supervisory Board No. TorThor. 2
involves capital inflow or outflow, as per the forms and procedures provided by the Office in electronic systems or as per any other forms which the Office shall notify the derivatives broker in advance
for proprietary trading, which involves capital inflow or outflow, as per the forms and procedures provided by the Office in electronic systems or as per any other forms which the Office shall notify
2535 (1992) and Clause 2 of the Notification of the Capital Market Supervisory Board No. TorThor. 88/2552 Re: Business Days and Holidays of Derivatives Business Operators dated 3 August 2009, the Office
acquisition or disposition of assets. However, the sale of shares in ACC Green is considered as a cancellation of the investment in a company with investment proportion of 100% or more of paid-up capital and