guidelines and market development.SEC Secretary-General Rapee Sucharitakul said: ?The amendments which have been approved recently by the Capital Market Supervisory Board aim to increase competitiveness of the
investors, and consult with related parties to raise the quality of MD&A in the Thai capital market on par with international standards. In this connection, the SEC started the plan early this year with an
in Sopana to have characteristics prohibited for capital market personnel, the SEC therefore revoked her status as an approved fund manager.Furthermore, the SEC instructed all asset management
behalf of the client. In this regard, Theera and Nongun?s actions were in violation of Clause 20(2) of the Notification of the Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for
Clause 20(2) of the Notification of the Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of Business Operator to Perform Duties of Analyzing Investment and Giving
build up investor confidence which is certainly a key factor supporting sustainable growth of Thai capital market,? said Mr. Vorapol. ?In practice, asset management company uses foreign ETF?s closing
securities firms themselves took part in share price manipulation. Strict enforcement on this case is imperative. Due to their misconducts, Porntep and Arada now have prohibited characteristics of capital
Bangkok, January 18, 2012 ? The Capital Market Supervisory Board has resolved to revise the rules on custody of client assets by securities companies and derivatives brokers ("the companies") to
ก.ล.ต. เปิดรับฟังความคิดเห็นร่างประกาศเกี่ยวกับเงินกองทุนสภาพคล่องสุทธิ (Net Capital: NC) เพื่อให้ผู้ประกอบธุรกิจหลักทรัพย์และสัญญาซื้อขายล่วงหน้า ดำรงเงินกองทุนโดยสอดคล้องกับระดับความเสี่ยงในการ
นางพรอนงค์ บุษราตระกูล เลขาธิการสำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ได้รับเชิญเข้าร่วมเสวนาในหัวข้อ “Reforming the Market: Capital Markets at an Inflection Point” ภายในงาน