addition, the SET would be required to make an annual contribution of at least 90 percent of the profits after deducting tax and operating expenses. According to the 3rd Capital Market Development Plan (2017
damage client's assets. In case of {C}, the SEC received a report from securities company that had disciplined {C} after findings indicated that he had sent inappropriate trading orders in a manner that
million members (a 3.7% rise over year-end 2010). After the 2008 amendment to the Provident Fund Act B.E.2530, 2,189 members, who reached retirement age or left their career on other reasons, requested to
, after receiving report on suspicious activities. The SEC?s investigation and evidence found at the site indicated that during August 2009 ? February 2010, both companies had presented themselves on a
remain sufficient for the first investment scenario. In case WAVE intends to increase its holding up to, after the capital increase, 25 percent of its registered capital, WAVE will have to spend large
? roles to support their subsidiaries? overseas business expansion and the services of personal asset allocation as well as wealth advisory. SEC Secretary-General Vorapol Socatiyanurak said after the
period and his re-application for approval as the capital market personnel will be accepted after 9 months as from June 23, 2015. For Kacha, The SEC suspended him from the approved securities investment
investment consultants offered for sale of 5-year structured notes to the client. The client made investment based on the understanding that the bank would redeem the notes after six months as from the
investment in L.V.C. Development Co., Ltd. that there might be falsification of documents on the purchase of L.V.C. Development?s shares during 2005 to syphon benefits out of POWER-P. After the SEC?s probe
competitiveness and efficiency in line with international standards, and introduce a fundamental mechanism for retirement savings and investment choices that support good quality of life after retirement.? The