engagement when appropriate; and (7) disclosing stewardship policy and activities.The I Code could also be a useful tool for strenthening local institutional investors? competitiveness in the global market
individual, in particular tax privilege; and (iii) any person or group of persons will not be allowed to dominate mutual fund management.Key proposed revisions require retail fund and money market fund to
of duty is found. The aforesaid misconduct is in violation of Clause 20(3) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of Business
and Form 69-1. The revised forms take into account compliance with the new Corporate Governance Code (CG Code), which was jointly introduced by the SEC and relevant capital market organizations earlier
sustainability policy themselves. The capital market and the economy as a whole could benefit a great deal from this positive environment.?The public and those interested in becoming a signatory to the I Code can
cyber risks and internal control systems to prevent and manage risks that may cause widespread damage to business operation and impact on shareholders, stakeholders and the overall capital market. The
in businesses in the capital market. # # #
company will gain investor trust to make investment which definitely increases likelihood of success in the company?s fund raising and thus grows together with capital market?, said Mr. Chalee.
financial reporting and duty performance of market participants would benefit both fund mobilizers and investors.The proposed rules are expected to take efffect on 1 January 2018.The consultation paper is
three offenders from performing duties as branch manager in the capital market business and suspended their approval as investment consultant and investment planner for four months each; {I}'s suspension