principles for supervising additional digital asset businesses before proposing the Ministry of Finance to issue ministerial regulations in due course. ______________________________

Before providing investment service in the capital market, intermediaries, such as securities companies and asset management companies, must know their investors or clients’ detailed information

providers will have a duty to oversee proper securities trading. For example, information must be disclosed before and after trading for investment decision-making, trading must be regulated for smoothness

-10) and to institutional investors (II) only. In addition, the applicant must seek an approval from the Office of Insurance Commission (OIC) before filing an application for approval of such bond

the SEC Office at least 10 working days before the intended effective date of such rule, along with a brief report on comments from the stakeholders (if any). The types of rule that can rely on this

businesses in case they fail to maintain capital adequacy as required.SEC has proposed a grace period of two years for existing asset management companies and trust managers in operation before the effective

their own interests. They should also make necessary inquiries to the bondholder representative to obtain complete information before making an informed decision at the bondholders’ e-meeting

before making an informed decision at the bondholders’ e-meeting.   __________________________

complete information before making an investment decision.The revision includes (1) simplifying the language to be less technical in terms of legal and industry jargons, (2) enlarging the font for easier

client. Comments and suggestions on the matter are welcome until March 30, 2012. The proposed regulation will require underwriter know individual client before selling client any product. For retail client