ตามที่คณะกรรมการ ก.ล.ต. ในการประชุมครั้งที่ 4/2565 เมื่อวันที่ 7 เมษายน 2565 ได้มีมติเห็นชอบให้ยกเว้นการยื่นแบบ filing ในกรณีที่บริษัทมหาชนจำกัด* ต้องการเสนอขายหุ้นที่ซื้อคืน (Treasury Stock) แบบ RO
, the SEC has cooperated with and obtained support from the relevant organizations including the AMLO and the Stock Exchange of Thailand (SET). The filing of a criminal complaint is just the
Stock Exchange of Thailand (SET) information systems.The SEC is currently in the process of investigating into the commission of offenses under the SEA, in cooperation with the DSI, ECD, and AMLO
. The opening of the campaign was attended by 32 listed companies in the Stock Exchange with an opening speech given by Chairman of SEC Board Worawit Champeerat.The Vibhavadi Zero Waste campaign was an
Sangwian Intarawichai Auditorium, the Stock Exchange of Thailand on 16 December 2019 with more than 400 participants, comprising executive directors, members of audit committees, and executives of listed
ก.ล.ต. ได้รับเรื่องร้องเรียนจากลูกค้าที่ได้รับความเสียหายจากการซื้อขายสัญญาซื้อขายล่วงหน้า Single Stock Futures ในลักษณะ Block Trade จึงตรวจสอบเพิ่มเติมพบว่าในช่วงเดือนตุลาคม 2560 {ก} มีพฤติกรรมไม่
, resources management, and oversights of stakeholders, e.g., securities issuers, securities companies, asset management companies, the Stock Exchange of Thailand (SET), auditors and credit rating agencies, etc
According to a referral from the Stock Exchange of Thailand (SET) and SEC’s further investigation, it was found that during December 2017 – February 2018, Chantip, by virtue of her position as
According to referral from the Stock Exchange of Thailand (SET) and SEC’s further investigation, it was found that during January - February 2017 Apichart Sukjirawat, Assistant Managing Director
falsely said to be listed on the Stock Exchange of Thailand even though it has already been listed. The clients transferred money to his account for trading such shares, but he did not do so for the clients