not less than the minimum by: (1) Maintaining the net capital (NC) with liquid assets, after deducting total liabilities and risk values, not less than the specified amount; and (2) Maintaining the
limited trading liquidity, thus potentially failing to truly reflect the fundamental value of the company. Additionally, after considering the funding adequacy and the current economic and capital market
justice, respectively. In this regard, the SEC will monitor progresses in the legal proceedings and will cooperate fully with relevant agencies to support legal enforcement under the SEA after the criminal
extraordinary shareholders’ meeting scheduled for 22 September 2025, without any material adverse impact on the transaction; and (3) After the PP share offering, Mr. Alex Loo Liat Wah and his related persons
ประกอบธุรกิจ ทั้งนี้ การปรับปรุงหลักเกณฑ์ดังกล่าวเป็นไปตามแนวทางในผลการศึกษาโครงการ Landscape of Thai Securities Businesses after Covid-19 and under Digital Disruption ที่ ก.ล.ต. ได้จัดจ้างธนาคารโลก (World
the company’s estimate. The findings showed that after Dr. Kumpol Plussind (holding the positions of managing director and director at the time) became aware of the inside information, he purchased
, respectively. In this regard, the SEC will monitor progresses in the legal proceedings and will cooperate fully with relevant agencies to support legal enforcement under the Emergency Decree after the
conducting an asset due diligence from every year after the previous due diligence to at least once in a calendar year, and permitting the use of other reliable methods to conduct an asset due diligence
infrastructure for debentures in the type of corporate bonds, after which there will be further development to support other securities transactions.Ruenvadee Suwanmongkol, SEC Secretary-General, said the digital
had to pay redundant expenses without the knowledge of the undisclosed information of such conflicts of interest, both before and after investing in such foreign funds; (3) failing to